Resolve Capital Management Privacy Policy

Privacy Policy Regulation S-P, Privacy of Consumer Financial Information, requires financial institutions, including Resolve Capital Management, to provide notice to current clients and prospective clients about their policies and practices concerning the collection and use of customer, non-public information. This privacy policy notice is given to all prospective clients of Resolve Capital Management (RCM) upon entering into a contract with RCM and annually thereafter.

Privacy Disclosure Statement. A primary goal of Resolve Capital Management is to protect the privacy of its clients. Resolve Capital Management does not sell the personal information of clients to anyone. To conduct regular business, Resolve Capital Management may collect nonpublic personal information from clients. This information is provided by clients to RCM on applications and other forms provided by clients to RCM as well as transactions with the firm, our affiliates, or others.

Resolve Capital Management may enter into contracts with outside third parties so that RCM can assist its clients in servicing their accounts. In order to do this, RCM will disclose personal information to companies that help Resolve Capital Management process transactions for client accounts (for example, executing client trades at through a broker/dealer). However, Resolve Capital Management does not share or disclose any nonpublic customer information except as allowed or required by law. In addition to sharing information in order to provide financial services to clients, Resolve Capital Management may be required to disclose personal information to cooperate with regulators or law enforcement authorities, to resolve customer disputes, or for risk control.

Information Safeguarding.  Resolve Capital Management has implemented strict policies and procedures aimed at protecting the sensitive nature of client information. Resolve Capital Management restricts access to client information to only those members of RCM that must provide products and services to clients in order to service client accounts. Resolve Capital Management has implemented physical, electronic, and procedural safeguards aimed at meeting RCM’s duty to protect nonpublic client information.

If you have any questions concerning Resolve Capital Management’s customer privacy policy or concerns about your personal information please feel free to contact Resolve Capital Management at 888-878-7972.

Effective 01/2017